Compliance Manager - JustMarkets Asia

Ensuring that the company has adequate policies, procedures, systems and controls in place to comply with the regulations
Monitoring the adequacy and effectiveness of the measures, procedures and systems of the company
Developing and implementing of compliance monitoring program and ensuring it effectively responds to new developments in regulatory requirements
Performing an effective KYC, CDD, and EDD process
Providing guidance, advice, and training to the company’s staff
Periodically revising all company’s policies and procedures
Communicating new regulatory requirements and emanating measures that need to be taken
Performing annual and ad-hoc due diligence checks and AML/CFT risk assessments on the company’s counterparties and clients
Handling clients’ complaints and maintaining Complaints Registry
Comply with AML/CFT controls including SARs, STRs and other related filings to the authorities
Monitor accounts for suspicious transactions, potential fraud, and/or criminal activity
Identify and assess complex compliance and business risks, devise strategies to mitigate potentially adverse compliance and regulatory actions, and share detailed risk assessments and compliance reports with senior management
Quarterly and annual reporting on the above to the management and Regulators

At least 2 years working experience as Compliance officer/ AML manager in brokerage company
Previous experience in a similar role
Excellent spoken and written English communication skills
Degree in law, finance, or economic
Deep understanding of Compliance, AML/CFT, KYC, KYT processes
Good knowledge on provisions of regulations, laws, directives in AML
High level of attention to detail and adherence to established procedures